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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

DEERPATH BDC ADVISER, LLC

CRD 289542

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8309cec7-47d3-ab2b-22ac-396b53c8d858

Data as of Sep 18, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2017 to Sep 18, 2017
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-111800
CRD: 289542
Filings on the tape: 2
First filed: Sep 5, 2017
Latest filed: Sep 18, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DEERPATH CAPITAL PARTNERS, LLC	Hedge Fund	$0	Sep 18, 2017	0	Sep 5, 2017	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAHL, ANISH, KUMAR	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	08/2017	Sep 5, 2017	Sep 18, 2017
FITZGIBBONS, JOHN, BOWLER	MEMBER, VICE CHAIRMAN	C	yes	08/2017	Sep 18, 2017	Sep 18, 2017
KIRBY, JAMES, HARRINGTON	MANAGING MEMBER, PRESIDENT	C	yes	08/2017	Sep 5, 2017	Sep 18, 2017
WENDT, GARY, CARL	MEMBER, CHAIRMAN	B	yes	08/2017	Sep 18, 2017	Sep 18, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DEERPATH CAPITAL MANAGEMENT, LP	n/a	Other adviser	$9.0B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SANTA MONICA	CA	United States	n/a	no
FORT LAUDERDALE	FL	United States	n/a	no
Chicago	IL	United States	n/a	no
Houston	TX	United States	n/a	no

Relationships

Affiliated with (1)

→ DEERPATH CAPITAL MANAGEMENT, LPRegistered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ DEERPATH CAPITAL PARTNERS, LLCPrivate fundHedge Fund, IA
Sep 5, 2017 to presentfactForm ADV

Controls (4)

← WENDT, GARY, CARLOwnerMEMBER, CHAIRMAN, ownership code B, individual
Sep 18, 2017 to presentfactForm ADV
← KIRBY, JAMES, HARRINGTONOwnerMANAGING MEMBER, PRESIDENT, ownership code C, individual
Sep 5, 2017 to presentfactForm ADV
← BAHL, ANISH, KUMAROwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 5, 2017 to presentfactForm ADV
← FITZGIBBONS, JOHN, BOWLEROwnerMEMBER, VICE CHAIRMAN, ownership code C, individual
Sep 18, 2017 to presentfactForm ADV

Dated events

Occurred
Sep 5, 2017
First Form ADV filing
Deerpath Bdc Advisor, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8309cec7-47d3-ab2b-22ac-396b53c8d858
First observed: Sep 5, 2017
Last observed: Sep 18, 2017 109 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEERPATH BDC ADVISER, LLC

CRD 289542

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8309cec7-47d3-ab2b-22ac-396b53c8d858

Data as of Sep 18, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DEERPATH CAPITAL PARTNERS, LLC

Hedge Fund

Sep 18, 2017

Sep 5, 2017

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAHL, ANISH, KUMAR

CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER

yes

08/2017

Sep 5, 2017

Sep 18, 2017

FITZGIBBONS, JOHN, BOWLER

MEMBER, VICE CHAIRMAN

yes

08/2017

Sep 18, 2017

KIRBY, JAMES, HARRINGTON

MANAGING MEMBER, PRESIDENT

yes

08/2017

Sep 5, 2017

Sep 18, 2017

WENDT, GARY, CARL

MEMBER, CHAIRMAN

yes

08/2017

Sep 18, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DEERPATH CAPITAL MANAGEMENT, LP

n/a

Other adviser

$9.0B

yes

n/a

City

State

Country

Employees

Also broker-dealer

SANTA MONICA

United States

n/a

FORT LAUDERDALE

United States

n/a

Chicago

United States

n/a

Houston

United States

n/a