DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••••••• R•••••••••
Los Angeles, CA | WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••••••• R••••••••• | Bd affiliated wealth | Nov 12, 2025 | n/a | yes | Los Angeles, CA|WASHINGTON, DC | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | Oct 21, 2025 | no | BOSTON, MA|COVINGTON, KY|QUINCY, MA|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | M••••••••• R••••••••• | Oct 21, 2025 | Nov 12, 2025 | 22 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jan 12, 2023 | Mar 31, 2025 | no | QUINCY, MA|PAWTUCKET, RI | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 8, 2020 | Feb 23, 2022 | no | CINCINNATI, OH|NEW YORK, NY | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Feb 23, 2022 | Jan 12, 2023 | 323 | Firm change | Wirehouse to ibd |