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Advisor at OSAIC WEALTH, INC.
Hagerstown, MD | VENICE, FL | FREDERICK, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | VENICE, FL|FREDERICK, MD|Hagerstown, MD | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | FREDERICK, MD|Hagerstown, MD|VENICE, FL | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Jul 13, 2015 | Mar 1, 2019 | no | FREDRICK, MD|MINNEAPOLIS, MN | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Nov 4, 2008 | Jul 17, 2015 | no | FREDERICK, MD | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 21, 2006 | Oct 31, 2008 | no | BETHESDA, MD|FREDERICK, MD|BETHESDA, MD | Previous registration |
| THE HOUSE OF SECURITIES COMPANY | n/a | Nov 19, 2004 | Jun 19, 2006 | no | FREDERICK, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| OSAIC FA, INC. | QUESTAR ASSET MANAGEMENT, INC. | Jul 17, 2015 | Jul 13, 2015 | -4 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | OSAIC FA, INC. | Oct 31, 2008 | Nov 4, 2008 | 4 | Firm change | Other |
| THE HOUSE OF SECURITIES COMPANY | MML INVESTORS SERVICES, LLC | Jun 19, 2006 | Jul 21, 2006 | 32 | Firm change | Other |