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Advisor at LPL ENTERPRISE, LLC
CANYON COUNTRY, CA | NEWHALL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | CANYON COUNTRY, CA|NEWHALL, CA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Dec 4, 2020 | Nov 14, 2024 | no | Newhall, CA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | May 29, 2019 | Dec 8, 2020 | no | BURBANK, CA|Thousand Oaks, CA|SANTA CLARITA, CA|BURBANK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| THRIVENT INVESTMENT MANAGEMENT INC. | PRUCO SECURITIES, LLC | Dec 8, 2020 | Dec 4, 2020 | -4 | Firm change | Ibd to ibd |