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P•••• T••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

P•••• T••••• M•••••••

Advisor at L•••

LOS ANGELES, CA | San Diego, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:831a2613-4b50-1d9c-8070-0bd5f9fa1300

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 15, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	May 1, 2023	n/a	yes	LOS ANGELES, CA\|San Diego, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Jan 11, 2019	May 23, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	L•••	May 23, 2023	May 1, 2023	-22	Firm change	Ibd to RIA
W•••• F•••• A•••••••	J••• M••••• P•••••• W••••• A••••••• L••	Jan 15, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108559:269866:CA:2023-05-23	May 23, 2023	May 1, 2023	SAN DIEGO, CA	Firm change
19616:108559:CA:2019-01-15	Jan 15, 2019	Jan 11, 2019	RANCHO SANTA FE, CA	Firm change

Relationships

Registered with (4)

→ L•••Registered adviserregistration: current employment
May 1, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jan 11, 2019 to May 23, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Jan 15, 2019factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Occurred
May 23, 2023
Advisor changed firm
P•••• T••••• M••••••• left J••• M••••• P•••••• W••••• A••••••• L•• for Lido (registered 2023-05-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:831a2613-4b50-1d9c-8070-0bd5f9fa1300
First observed: May 15, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.