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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Annapolis, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 20, 2016 | n/a | yes | Annapolis, MD | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 28, 1990 | May 25, 2016 | no | BEL AIR, MD|BALTIMORE, MD|BEL AIR, MD|BALTIMORE, MD|WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | May 25, 2016 | May 20, 2016 | -5 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:DC:2016-05-25 | May 25, 2016 | May 20, 2016 | WASHINGTON, DC | Firm change |