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G•••••• L•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

G•••••• L•••• M•••••

Advisor at B••••• C•••••• C••••••••• L••

NEWPORT BEACH, CA | Kennewick, WA

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Search this name across graphsid dfx:ria:8320e1be-97b6-e8e8-084b-51a554b640ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• C•••••• C••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• C•••••• C••••••••• L••	State registered	Jul 9, 2021	n/a	yes	Kennewick, WA\|NEWPORT BEACH, CA	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Jul 2, 2018	Jul 15, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	B••••• C•••••• C••••••••• L••	Jul 15, 2021	Jul 9, 2021	-6	Firm change	RIA to state RIA
F•••••••• • E••••• A•••••••• I••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Relationships

Registered with (6)

→ B••••• C•••••• C••••••••• L••Registered adviserregistration: current employment
Jul 9, 2021 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Jul 2, 2018 to Jul 15, 2021factForm ADV
→ F•••••••• • E••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 9, 2011 to Jun 6, 2018factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8320e1be-97b6-e8e8-084b-51a554b640ff
First observed: Jun 18, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.