DFX Intelligence

G•• R••••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

G•• R••••••••• S•••••••• I•••

CRD 34889

ROLLING MEADOWS, IL

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Search this name across graphsid dfx:ria:8322db42-65c4-3c27-fffd-b02e373c0c13

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2026 to Mar 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 34889
Filings on the tape: 1
First filed: Mar 30, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••••• A••••	n/a	ROLLING MEADOWS, IL \| Rolling Meadows, IL \| Irvine, CA	6	24	7	yes

Relationships

Affiliated with (2)

← G•••••••• F•••••••• A•••••••• L••Registered adviserother investment adviser, broker-dealer, LP sponsor, common control
factForm ADV
← G••••••••Registered adviserother investment adviser, broker-dealer, LP sponsor, common control
factForm ADV

Registered with (1)

← P•••••• A••••Advisorregistration: current employment
Jun 25, 2020 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8322db42-65c4-3c27-fffd-b02e373c0c13
First observed: Mar 30, 2026
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.