DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
COLUMBIA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 1, 2021 | n/a | yes | COLUMBIA, MD | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Oct 25, 2019 | Dec 6, 2021 | no | IRVING, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• W••••• M••••••••• L•• | A•••••• A••••••• S••••••• | Dec 31, 2021 | Oct 25, 2019 | -798 | Firm change after gap | Other |
| A•••••• A••••••• S••••••• | L•• F•••••••• L•• | Dec 6, 2021 | Dec 1, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 118233:104556:MD:2021-12-31 | Dec 31, 2021 | Oct 25, 2019 | COLUMBIA, MD | Firm change after gap |
| 104556:6413:TX:2021-11-30 | Dec 6, 2021 | Dec 1, 2021 | IRVING, TX | Firm change |
| 111133:118233:MD:2019-10-25 | Oct 25, 2019 | Feb 3, 2016 | COLUMBIA, MD | Firm change after gap |
| B•• W••••• M••••••••• L•• |
| n/a |
| Feb 3, 2016 |
| Dec 31, 2021 |
| no |
| COLUMBIA, MD |
| Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Apr 1, 2005 | Oct 25, 2019 | no | BROOKEVILLE, MD|COLUMBIA, MD | Previous registration |
| -5 |
| Firm change |
| Ibd to ibd |
| 1•• G••••• A••••••• I•• | B•• W••••• M••••••••• L•• | Oct 25, 2019 | Feb 3, 2016 | -1,360 | Firm change after gap | Other |