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Reading the graph
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Advisor at A••••••• F•••••••• A•••••••• L••
Macomb, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Apr 3, 2017 | n/a | yes | Macomb, IL | Current employment |
| S••••• O•• S••••••••• I••• | Bd affiliated wealth | Feb 3, 2017 | Mar 21, 2017 | no | Yorkville, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• O•• S••••••••• I••• | A••••••• F•••••••• A•••••••• L•• | Mar 21, 2017 | Apr 3, 2017 | 13 | Firm change | Other |
| S•••••• I••••••••• L•• | S••••• O•• S••••••••• I••• | Sep 27, 2016 | Feb 3, 2017 |
| S•••••• I••••••••• L•• | Independent wealth | Sep 16, 2014 | Sep 27, 2016 | no | ST. LOUIS, MO | Previous registration |
| C••••••••• A••••••• | Former SEC adviser | Jul 11, 2013 | Dec 31, 2014 | no | EUREKA, MO | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 20, 1999 | Feb 10, 2010 | no | BELLEVILLE, IL|BELLEVILLE, IL|WATERLOO, IL | Previous registration |
| 129 |
| Firm change |
| Other |
| C••••••••• A••••••• | S•••••• I••••••••• L•• | Dec 31, 2014 | Sep 16, 2014 | -106 | Firm change after gap | Other |
| L•• F•••••••• L•• | C••••••••• A••••••• | Feb 10, 2010 | Jul 11, 2013 | 1,247 | Firm change after gap | Other |