DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Joel Smith

Advisor at JOEL SMITH & ASSOCIATES, LLC

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:834d8e1b-aebe-6685-cafb-062f77288cb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOEL SMITH & ASSOCIATES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Sep 14, 1998
First registration: Feb 26, 2003
Dual registered: yes, broker-dealer
Other names: JOEL PERRY SMITH|JOEL PERRY SMITH
IAPD individual key: 3118388

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOEL SMITH & ASSOCIATES, LLC	State registered	Jul 5, 2006	n/a	yes	ATLANTA, GA	Current employment
LONGVIEW WEALTH MANAGEMENT	Independent wealth	Oct 7, 2005	Jul 11, 2006	no	ATLANTA, GA	Previous registration
FINANCIAL NETWORK CORP	n/a	Apr 30, 2003	Oct 7, 2005	no	ATLANTA, GA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Feb 26, 2003	Jul 3, 2006	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LONGVIEW WEALTH MANAGEMENT	JOEL SMITH & ASSOCIATES, LLC	Jul 11, 2006	Jul 5, 2006	-6	Firm change	Other
CETERA ADVISOR NETWORKS LLC	FINANCIAL NETWORK CORP	Jul 3, 2006	Apr 30, 2003	-1,160	Firm change after gap	Other
FINANCIAL NETWORK CORP	LONGVIEW WEALTH MANAGEMENT	Oct 7, 2005	Oct 7, 2005	0	Firm change	Other

Relationships

Registered with (4)

→ JOEL SMITH & ASSOCIATES, LLCRegistered adviserregistration: current employment
Jul 5, 2006 to presentfactForm ADV
→ LONGVIEW WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 7, 2005 to Jul 11, 2006factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Feb 26, 2003 to Jul 3, 2006factForm ADV
→ FINANCIAL NETWORK CORPRegistered adviserregistration: previous registration
Apr 30, 2003 to Oct 7, 2005factForm ADV

Dated events

No dated event names this entity yet.