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Advisor at LPL ENTERPRISE, LLC
FARMINGTON HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | FARMINGTON HILLS, MI | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Feb 26, 2018 | Nov 14, 2024 | no | TROY, MI|Highland Township, MI|FARMINGTON HILLS, MI | Previous registration |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Nov 16, 2016 | Feb 14, 2018 | no | Walled Lake, MI | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 8, 2015 | Nov 1, 2016 | no | Framington, MI | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Nov 15, 2007 | Dec 1, 2015 | no | FARMINGTON HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| ALLSTATE FINANCIAL ADVISORS, LLC | PRUCO SECURITIES, LLC | Feb 14, 2018 | Feb 26, 2018 | 12 | Firm change | Other |
| CETERA INVESTMENT ADVISERS LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Nov 1, 2016 | Nov 16, 2016 | 15 | Firm change | Other |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 1, 2015 | Oct 8, 2015 | -54 | Firm change after gap | Other |