DFX Intelligence

W••••• H•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

W••••• H•••• H••••••

Advisor at P••••• C••••••

NEW HOPE, PA | New York, NY

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Search this name across graphsid dfx:ria:835d3100-85b7-6404-fb84-be763e0a3f6a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 7, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• C••••••	State registered	Jun 3, 2025	n/a	yes	New York, NY\|NEW HOPE, PA	Current employment
M••••• S•••••• • C•• L••	n/a	Nov 20, 2009	Dec 31, 2010	no	NEW YORK, NY\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• • C•• L••	P••••• C••••••	Dec 31, 2010	Jun 3, 2025	5,268	Firm change after gap	Other
B••• O• A•••••• S••••••••• L••	M••••• S•••••• • C•• L••	Dec 31, 2005	Nov 20, 2009

Relationships

Registered with (3)

→ P••••• C••••••Registered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Nov 20, 2009 to Dec 31, 2010factForm ADV
→ B••• O• A•••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 10, 2003 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:835d3100-85b7-6404-fb84-be763e0a3f6a
First observed: Nov 10, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.