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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

IMPACT SHARES

IMPACT SHARES CORP, CRD 282472

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8366ed86-9565-836a-bb6d-2fea08887a15

Data as of Mar 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: May 11, 2016 to Mar 22, 2024
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $210MItem 5.F on the latest filing (2024-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $210M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Individual clients: 0
High net worth clients: 0
SEC number: 801-112391
CIK: 16787035
CRD: 282472
Filings on the tape: 12
First filed: May 11, 2016
Latest filed: Mar 22, 2024
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEGANDO, SUSAN, KAY	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 22, 2024	Mar 22, 2024
Guiney, Donald, Joseph	EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL	Na	yes	05/2018	Jul 24, 2018	Mar 22, 2024
POWELL, ETHAN, KENDALL	PRESIDENT AND FOUNDER	E	yes	12/2015	May 11, 2016	Mar 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 4, 2024	$210M	$210M	3	1	0	n/a	n/a
2022	Mar 13, 2023	$175M	$175M	3	1	0	n/a	n/a
2021	Mar 29, 2022	$186M	$186M	3	1	1	n/a	n/a
2020	Feb 8, 2021	$39.0M	$0	3	1	1	n/a	n/a
2019	Jun 1, 2020	$12.0M	$0	2	2	1	n/a	n/a
2018	Mar 22, 2019	$5.5M	$5.5M	2	2	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$210M	$175M	20.5%	$39.0M	75.4%	3	3	0	0

Relationships

Affiliated with (1)

← BROOKMONT CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← BEGANDO, SUSAN, KAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2024 to presentfactForm ADV
← POWELL, ETHAN, KENDALLOwnerPRESIDENT AND FOUNDER, ownership code E, individual
May 11, 2016 to presentfactForm ADV
← Guiney, Donald, JosephOwnerEXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL, ownership code NA, individual
Jul 24, 2018 to presentfactForm ADV

Dated events

Occurred
Mar 22, 2024
Control person left
Jane Stefanie Little (Chief Compliance Officer) no longer on Schedule A of Impact Shares (listed 2024-03-04, absent 2024-03-22)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2024
Control person joined
Kay Susan Begando (Chief Compliance Officer) appeared on Schedule A of Impact Shares
Form ADVobserved 4 days ago
Occurred
Mar 4, 2024
Control person joined
Jane Stefanie Little (Chief Compliance Officer) appeared on Schedule A of Impact Shares
Form ADVobserved 4 days ago
Occurred
May 11, 2016
First Form ADV filing
Impact Shares filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8366ed86-9565-836a-bb6d-2fea08887a15
First observed: May 11, 2016
Last observed: Mar 22, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IMPACT SHARES

IMPACT SHARES CORP, CRD 282472

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8366ed86-9565-836a-bb6d-2fea08887a15

Data as of Mar 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEGANDO, SUSAN, KAY

CHIEF COMPLIANCE OFFICER

yes

03/2024

Mar 22, 2024

Guiney, Donald, Joseph

EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL

yes

05/2018

Jul 24, 2018

Mar 22, 2024

POWELL, ETHAN, KENDALL

PRESIDENT AND FOUNDER

yes

12/2015

May 11, 2016

Mar 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 4, 2024

$210M

n/a

2022

Mar 13, 2023

$175M

n/a

2021

Mar 29, 2022

$186M

n/a

2020

Feb 8, 2021

$39.0M

n/a

2019

Jun 1, 2020

$12.0M

n/a

2018

Mar 22, 2019

$5.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$210M

$175M

20.5%

$39.0M

75.4%