DFX Intelligence

C••• R••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C••• R••••• J••••••

Advisor at M••••• S••••••

Mclean, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 30, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Dec 16, 2020	n/a	yes	Mclean, VA	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Feb 6, 2017	Dec 16, 2020	no	Sandy, UT\|ARLINGTON, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Dec 16, 2020	Dec 16, 2020	0	Channel change	RIA to wirehouse
W•••• F•••• A•••••••	E•••••• C•••••• M••••••••• L••	Feb 2, 2017	Feb 6, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:42159:MO:2017-02-02	Feb 2, 2017	Feb 6, 2017	ST LOUIS, MO	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: previous registration
Apr 7, 2015 to Aug 3, 2016factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 6, 2017 to Dec 16, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 19, 2016 to Feb 2, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 7, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.