DFX Intelligence

R•••••• F••••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R•••••• F••••••• D•••••••

Advisor at O•••• W•••••• I•••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:8375c163-65b2-8429-6650-627b1fbdb344

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 19, 2024	n/a	yes	COLUMBUS, OH	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Nov 15, 2022	Jan 19, 2024	no	COLUMBUS, OH\|COLUMBUS, OH\|NOBLESVILLE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
V•••••• F•••••••• G••••• I•••	C••••• A•••••• N••••••• L••	Dec 8, 2022	Sep 3, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
105950:13572:OH:2022-11-28	Dec 8, 2022	Sep 3, 2013	COLUMBUS, OH	Firm change after gap

Relationships

Registered with (6)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 15, 2022 to Jan 19, 2024factForm ADV
→ V•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Nov 9, 2012 to Dec 8, 2022factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Dec 8, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8375c163-65b2-8429-6650-627b1fbdb344
First observed: Jan 28, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.