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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DROMS STRAUSS WEALTH MANAGEMENT

DROMS STRAUSS ADVISORS, INC., CRD 108620

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:838afa0e-dc93-eecc-d2f5-849b22d93de1

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Mar 27, 2012 to Mar 17, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $806MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $789M
Private client RAUM: $793MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $161Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,260
Individual clients: 220
High net worth clients: 192
Custody, client assets: $38.2M
SEC number: 801-55207
CIK: 1053292
CRD: 108620
Filings on the tape: 30
First filed: Mar 27, 2012
Latest filed: Mar 17, 2026
Organised: Corporation, MO
Website: droms-strauss.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEVEN NORMAN STRAUSS	Personal Financial Specialist	Estero, FL \| ST. LOUIS, MO	26	31	n/a	no
ANTHONY ZIAD GENNAOUI	Certified Financial Planner	ST. LOUIS, MO	12	22	n/a	no
MICHAEL SCOTT MURPHY	n/a	ST. LOUIS, MO	11	30	4	no
JASON SCOTT NIEMANN	Chartered Financial Analyst	ST. LOUIS, MO	6	22	n/a	no
Robert James Hines	Certified Financial Planner	ST. LOUIS, MO	2	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GENNAOUI, ANTHONY, ZIAD	VICE PRESIDENT	C	yes	12/2016	Dec 23, 2016	Sep 19, 2024
ROSEN, RACHEL, STRAUSS	SECRETARY & TREASURER	B	yes	01/2018	Feb 23, 2018	Sep 19, 2024
STRAUSS, STEVEN, NORMAN	CHAIRMAN, PRESIDENT & CHIEF COMPLIANCE OFFICER	C	yes	07/1995	Mar 27, 2012	Sep 19, 2024
NIEMANN, JASON, SCOTT	WEALTH ADVISOR	A	no	01/2023	Mar 16, 2023	Sep 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STEVEN N. STRAUSS	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$806M	$789M	8	5	0	n/a	n/a
2024	Mar 26, 2025	$730M	$722M	9	6	0	n/a	n/a
2023	Feb 27, 2024	$676M	$672M	9	5	0	n/a	n/a
2022	Mar 16, 2023	$593M	$589M	8	4	0	n/a	n/a
2021	Mar 1, 2022	$687M	$682M	9	4	0	n/a	n/a
2020	Mar 18, 2021	$591M	$587M	8	4	0	n/a	n/a
2019	Mar 24, 2020	$524M	$519M	8	4	0	n/a	n/a
2018	Mar 4, 2019	$435M	$431M	8	4	0	n/a	n/a
2017	Feb 23, 2018	$463M	$460M	8	4	0	n/a	n/a
2016	Jan 31, 2017	$383M	$383M	8	5	n/a	n/a	n/a
2015	Mar 24, 2016	$354M	$354M	7	4	n/a	n/a	n/a
2014	Mar 30, 2015	$335M	$335M	7	3	n/a	n/a	n/a
2013	Mar 25, 2014	$310M	$310M	6	3	n/a	n/a	n/a
2012	Mar 25, 2013	$248M	$248M	6	3	n/a	n/a	n/a
2011	Mar 27, 2012	$212M	$212M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$806M	$730M	10.4%	$593M	10.8%	8	9	0	0

Relationships

Registered with (7)

← Robert James HinesAdvisorregistration: current employment
Aug 15, 2024 to presentfactForm ADV
← JASON SCOTT NIEMANNAdvisorregistration: current employment
Nov 25, 2019 to presentfactForm ADV
← MICHAEL SCOTT MURPHYAdvisorregistration: current employment
Jul 16, 2015 to presentfactForm ADV
← ANTHONY ZIAD GENNAOUIAdvisorregistration: current employment
Jul 8, 2014 to presentfactForm ADV
← STEVEN NORMAN STRAUSSAdvisorregistration: current employment
Nov 19, 1999 to presentfactForm ADV
← Christopher Peters TobinAdvisorregistration: previous registration
Jan 5, 2024 to Aug 5, 2025factForm ADV
← GREGORY JOSEPH GOLTERMANNAdvisorregistration: previous registration
Jan 4, 2017 to Jan 5, 2018factForm ADV

Controls (3)

← STRAUSS, STEVEN, NORMANOwnerCHAIRMAN, PRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 27, 2012 to Sep 19, 2024factForm ADV
← GENNAOUI, ANTHONY, ZIADOwnerVICE PRESIDENT, ownership code C, individual
Dec 23, 2016 to Sep 19, 2024factForm ADV
← ROSEN, RACHEL, STRAUSSOwnerSECRETARY & TREASURER, ownership code B, individual
Feb 23, 2018 to Sep 19, 2024factForm ADV

Owns (1)

← NIEMANN, JASON, SCOTTOwnerWEALTH ADVISOR, ownership code A, individual
Mar 16, 2023 to Sep 19, 2024factForm ADV

Dated events

Occurred
Aug 5, 2025
Advisor changed firm
Christopher Peters Tobin left Droms Strauss Wealth Management for Larson Financial Group, Llc (registered 2026-05-15)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2021
Control person left
George William Droms (Shareholder) no longer on Schedule A of Droms Strauss Wealth Management (listed 2020-11-06, absent 2021-03-18)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:838afa0e-dc93-eecc-d2f5-849b22d93de1
First observed: Mar 27, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DROMS STRAUSS WEALTH MANAGEMENT

DROMS STRAUSS ADVISORS, INC., CRD 108620

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:838afa0e-dc93-eecc-d2f5-849b22d93de1

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEVEN NORMAN STRAUSS

Personal Financial Specialist

Estero, FL | ST. LOUIS, MO

n/a

ANTHONY ZIAD GENNAOUI

Certified Financial Planner

ST. LOUIS, MO

n/a

MICHAEL SCOTT MURPHY

n/a

ST. LOUIS, MO

JASON SCOTT NIEMANN

Chartered Financial Analyst

ST. LOUIS, MO

n/a

Robert James Hines

Certified Financial Planner

ST. LOUIS, MO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GENNAOUI, ANTHONY, ZIAD

VICE PRESIDENT

yes

12/2016

Dec 23, 2016

Sep 19, 2024

ROSEN, RACHEL, STRAUSS

SECRETARY & TREASURER

yes

01/2018

Feb 23, 2018

Sep 19, 2024

STRAUSS, STEVEN, NORMAN

CHAIRMAN, PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

07/1995

Mar 27, 2012

Sep 19, 2024

NIEMANN, JASON, SCOTT

WEALTH ADVISOR

01/2023

Mar 16, 2023

Sep 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STEVEN N. STRAUSS

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$806M

$789M

n/a

2024

Mar 26, 2025

$730M

$722M

n/a

2023

Feb 27, 2024

$676M

$672M

n/a

2022

Mar 16, 2023

$593M

$589M

n/a

2021

Mar 1, 2022

$687M

$682M

n/a

2020

Mar 18, 2021

$591M

$587M

n/a

2019

Mar 24, 2020

$524M

$519M

n/a

2018

Mar 4, 2019

$435M

$431M

n/a

2017

Feb 23, 2018

$463M

$460M

n/a

2016

Jan 31, 2017

$383M

n/a

2015

Mar 24, 2016

$354M

n/a

2014

Mar 30, 2015

$335M

n/a

2013

Mar 25, 2014

$310M

n/a

2012

Mar 25, 2013

$248M

n/a

2011

Mar 27, 2012

$212M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$806M

$730M

10.4%

$593M

10.8%