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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Susan Crane

Advisor at CETERA INVESTMENT ADVISERS LLC

ST PAUL, MN

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Search this name across graphsid dfx:ria:838bb80b-852c-adae-7834-38b4d3606890

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 20, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 14, 2000
First registration: Nov 20, 2014
Dual registered: yes, broker-dealer
Other names: SUSAN KAY PLENNERT|SUSAN KAY CRANE
IAPD individual key: 1177799

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	n/a	yes	ST PAUL, MN\|ST PAUL, MN	Current employment
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 27, 2023	Aug 10, 2023	no	ST PAUL, MN	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 8, 2022	Jan 3, 2023	no	OAKDALE, MN	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 7, 2017	Feb 1, 2022	no	MINNEAPOLIS, MN	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 20, 2014	Oct 2, 2015	no	MINNEAPOLIS, MN\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
WOODBURY FINANCIAL SERVICES, INC.	SECURIAN FINANCIAL SERVICES, INC.	Jan 3, 2023	Feb 27, 2023	55	Firm change	Ibd to RIA
EQUITABLE ADVISORS, LLC	WOODBURY FINANCIAL SERVICES, INC.	Feb 1, 2022	Feb 8, 2022	7	Firm change	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	EQUITABLE ADVISORS, LLC	Oct 2, 2015	Jul 7, 2017	644	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 27, 2023 to Aug 10, 2023factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 8, 2022 to Jan 3, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 7, 2017 to Feb 1, 2022factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 20, 2014 to Oct 2, 2015factForm ADV

Dated events

Occurred
Jan 3, 2023
Advisor changed firm
Susan Crane left Woodbury Financial Services, Inc. for Securian Financial Services, Inc. (registered 2023-02-27)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Advisor changed firm
Susan Crane left Equitable Advisors, Llc for Woodbury Financial Services, Inc. (registered 2022-02-08)
Form ADVobserved 6 days ago