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Reading the graph
Advisor at SECURE ASSET MANAGEMENT, L.L.C.
Colorado Spring, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECURE ASSET MANAGEMENT, L.L.C. | Independent wealth | May 28, 2024 | n/a | yes | Colorado Spring, CO | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Feb 5, 2021 | May 30, 2024 | no | Colorado Springs, CO|Colorado Springs, CO|Pasadena, CA | Previous registration |
| EDWARD JONES | National bd RIA | Sep 6, 2018 | Feb 9, 2021 | no | Woodland Park, CO|ST LOUIS, MO|COLORADO SPRINGS, CO|WOODLAND PARK, CO|COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | SECURE ASSET MANAGEMENT, L.L.C. | May 30, 2024 | May 28, 2024 | -2 | Firm change | Ibd to RIA |
| EDWARD JONES | WESTERN INTERNATIONAL SECURITIES | Feb 9, 2021 | Feb 5, 2021 | -4 | Firm change | Ibd to ibd |