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Advisor at EDWARD JONES
HANOVER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Apr 14, 2023 | n/a | yes | HANOVER, PA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 9, 2021 | Apr 28, 2023 | no | HANOVER, PA|HANOVER, PA|GETTYSBURG, PA|PITTSBURGH, PA|SPRING GROVE, PA|HANOVER, PA | Previous registration |
| M&T SECURITIES, INC. | n/a | Mar 7, 2017 | Jun 9, 2021 | no | York, PA|HANOVER, PA|HANOVER, PA|HANOVER, PA|GETTYSBURG, PA|SPRING GROVE, PA|HANOVER, PA|GETTYSBURG, PA|SPRING GROVE, PA|HANOVER, PA|HANOVER, PA|BALTIMORE, MD | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 26, 2016 | Feb 21, 2017 | no | CAMP HILL, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | EDWARD JONES | Apr 28, 2023 | Apr 14, 2023 | -14 | Firm change | Ibd to ibd |
| M&T SECURITIES, INC. | LPL FINANCIAL LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Bulk transfer | Other |
| MSI FINANCIAL SERVICES, INC. | M&T SECURITIES, INC. | Feb 21, 2017 | Mar 7, 2017 | 14 | Firm change | Other |