DFX Intelligence

A••••• B••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

A••••• B••• J••••••

Advisor at L••••••• S••••••••• C••••

Concord, OH | Brownsville, TN

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Search this name across graphsid dfx:ria:839776b0-5128-0510-0566-70923682a4b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• S••••••••• C••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• S••••••••• C••••	Bd affiliated wealth	Nov 14, 2018	n/a	yes	Brownsville, TN\|Brownsville, TN\|Concord, OH	Current employment
F•••••••• E••••• S•••••••• I•••	Former SEC adviser	Jul 21, 2015	Nov 8, 2018	no	BROWNSVILLE, TN\|DALLAS, TX\|CONCORD, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• E••••• S•••••••• I•••	L••••••• S••••••••• C••••	Nov 8, 2018	Nov 14, 2018	6	Firm change	Ibd to RIA
S••••••• F•••••••• S•••••••• I•••	F•••••••• E••••• S•••••••• I•••	May 30, 2014	Jul 21, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
18464:16204:OH:2018-11-06	Nov 8, 2018	Nov 14, 2018	CONCORD, OH	Firm change

Relationships

Registered with (4)

→ L••••••• S••••••••• C••••Registered adviserregistration: current employment
Nov 14, 2018 to presentfactForm ADV
→ F•••••••• E••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2015 to Nov 8, 2018factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2007 to May 30, 2014factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:839776b0-5128-0510-0566-70923682a4b8
First observed: Oct 25, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.