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N••• G•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

N••• G•••• D••••

Advisor at O••••• F•••••••• G••••• L••

CARMEL, IN | CINCINNATI, OH

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Search this name across graphsid dfx:ria:839c41fe-847a-1874-9360-292e2cca023a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• F•••••••• G••••• L••	Independent wealth	Dec 17, 2025	n/a	yes	CINCINNATI, OH\|CARMEL, IN	Current employment
F••• W••••••••• I••••••••• A••••••• I••	Institutional manager	Jan 25, 2022	Dec 11, 2025	no	CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• W••••••••• I••••••••• A••••••• I••	O••••• F•••••••• G••••• L••	Dec 11, 2025	Dec 17, 2025	6	Firm change	Other
B••••••••• C•••••• M••••••••• I•••	F••• W••••••••• I••••••••• A••••••• I••	Sep 28, 2021	Jan 25, 2022

Relationships

Registered with (3)

→ O••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ F••• W••••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Jan 25, 2022 to Dec 11, 2025factForm ADV
→ B••••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2013 to Sep 28, 2021factForm ADV

Dated events

Occurred
Dec 11, 2025
Advisor changed firm
N••• G•••• D•••• left F••• W••••••••• I••••••••• A••••••• I•• for O••••• F•••••••• G••••• L•• (registered 2025-12-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:839c41fe-847a-1874-9360-292e2cca023a
First observed: Jul 16, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.