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J••••• T•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

J••••• T•••••• P••••••

Advisor at C•••••• W•••••• L••

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:839e7bb4-205a-b722-82f4-085edbcd1090

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W•••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	SANTA BARBARA, CA	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Dec 10, 2015	Nov 1, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	C•••••• W•••••• L••	Nov 1, 2022	Jan 1, 2025	792	Firm change after gap	Ibd to RIA
W•••••• S••••••••• I•••	S•••••••• F••••••••• I•••	Aug 24, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133763:323461:CA:2022-11-01	Nov 1, 2022	Jan 1, 2025	SANTA BARBARA, CA	Firm change after gap

Relationships

Registered with (5)

→ C•••••• W•••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Dec 10, 2015 to Nov 1, 2022factForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2009 to Aug 24, 2015factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Nov 1, 2022
Advisor changed firm
J••••• T•••••• P•••••• left S•••••••• F••••••••• I••• for C•••••• W•••••• L•• (registered 2025-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:839e7bb4-205a-b722-82f4-085edbcd1090
First observed: Mar 29, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.