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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

MARK WILLIAM LININGER

Advisor at EQUITABLE ADVISORS, LLC

LOS ANGELES, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:83abd36d-ec76-28b8-8f04-9d6481230aa2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 15, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 4, 1994
First registration: May 15, 2001
Dual registered: yes, broker-dealer
Other names: MARK LININGER
IAPD individual key: 2291478

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 29, 2024	n/a	yes	SCOTTSDALE, AZ\|LOS ANGELES, CA	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Sep 12, 2008	Nov 27, 2024	no	BEVERLY HILLS, CA\|CENTURY CITY, CA\|Santa Monica, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Sep 16, 2008	no	BEVERLY HILLS, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 7, 2003	Jan 1, 2008	no	BEVERLY HILLS, CA\|ST. LOUIS, MO\|BEVERLY HILLS, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 15, 2001	Jul 22, 2003	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	EQUITABLE ADVISORS, LLC	Nov 27, 2024	Oct 29, 2024	-29	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Sep 16, 2008	Sep 12, 2008	-4	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	A. G. EDWARDS & SONS, INC.	Jul 22, 2003	Jul 7, 2003	-15	Firm change	Other

Relationships

Registered with (5)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Oct 29, 2024 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Sep 12, 2008 to Nov 27, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Sep 16, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 7, 2003 to Jan 1, 2008factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 15, 2001 to Jul 22, 2003factForm ADV

Dated events

Occurred
Nov 27, 2024
Advisor changed firm
Mark William Lininger left Rbc Capital Markets, Llc for Equitable Advisors, Llc (registered 2024-10-29)
Form ADVobserved 5 days ago