DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TOWER THREE PARTNERS LLC

CRD 156020

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83b15d49-f8d3-9ea9-56f7-4ba49cb792e5

Data as of Mar 27, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Mar 27, 2020
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Tower Three Partners LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $170MItem 5.F on the latest filing (2020-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $170M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $172Mgross asset value as reported per fund; never fund size
Custody, client assets: $170M
SEC number: 801-72211
CRD: 156020
Filings on the tape: 20
First filed: Mar 29, 2012
Latest filed: Mar 27, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TOWER THREE PARTNERS FUND II LP	Private Equity Fund	$136M	Mar 27, 2020	11	Aug 1, 2012	reported	021-180632
TOWER THREE PARTNERS FUND I LP	Private Equity Fund	$35.6M	Mar 27, 2020	7	Mar 29, 2012	reported	021-121968

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORREST, WILLIAM, DRURY	MANAGING MEMBER	E	yes	11/2007	Mar 29, 2012	Mar 27, 2020
KORSANT, PHILIP, B (MI ONLY)	Owner	E	yes	10/2007	Jul 6, 2012	Mar 27, 2020
MORTON HOLDINGS, INC.	Shareholder	E	yes	10/2007	Apr 16, 2012	Mar 27, 2020
SWAYZE, ASHLEIGH, COOPER	CHIEF COMPLIANCE OFFICER	Na	yes	07/2018	Jul 24, 2018	Mar 27, 2020
SHERWOOD INVESTMENTS, INC.	MINORITY OWNER	C	no	11/2007	Mar 29, 2012	Mar 27, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TOWER THREE PARTNERS FUND I GP, LP	n/a	n/a	n/a	N	yes	n/a
TOWER THREE PARTNERS FUND II GP, LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 27, 2020	$170M	$170M	4	3	0	2	$172M
2018	Mar 28, 2019	$242M	$242M	4	3	0	2	$229M
2017	Mar 28, 2018	$220M	$220M	8	7	0	2	$220M
2016	Mar 30, 2017	$267M	$267M	9	8	n/a	2	$267M
2015	Mar 24, 2016	$540M	$540M	9	8	n/a	2	$540M
2014	Mar 31, 2015	$531M	$531M	9	6	n/a	2	$531M
2013	Mar 27, 2014	$413M	$413M	9	7	n/a	2	$413M
2012	Apr 1, 2013	$734M	$734M	5	2	n/a	2	$734M
2011	Mar 29, 2012	$558M	$558M	n/a	n/a	n/a	1	$558M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$170M	$242M	-29.6%	$267M	-14.0%	4	4	0	0

Relationships

Advises (2)

→ TOWER THREE PARTNERS FUND II LPPrivate fundPrivate Equity Fund, IA
Aug 1, 2012 to presentfactForm ADV
→ TOWER THREE PARTNERS FUND I LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (4)

← KORSANT, PHILIP, B (MI ONLY)OwnerOWNER, ownership code E, individual
Jul 6, 2012 to presentfactForm ADV
← FORREST, WILLIAM, DRURYOwnerMANAGING MEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← SWAYZE, ASHLEIGH, COOPEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 24, 2018 to presentfactForm ADV
← MORTON HOLDINGS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Apr 16, 2012 to presentfactForm ADV

Owns (1)

← SHERWOOD INVESTMENTS, INC.OwnerMINORITY OWNER, ownership code C, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83b15d49-f8d3-9ea9-56f7-4ba49cb792e5
First observed: Mar 29, 2012
Last observed: Mar 27, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOWER THREE PARTNERS LLC

CRD 156020

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83b15d49-f8d3-9ea9-56f7-4ba49cb792e5

Data as of Mar 27, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:39 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TOWER THREE PARTNERS FUND II LP

Private Equity Fund

$136M

Mar 27, 2020

Aug 1, 2012

reported

021-180632

TOWER THREE PARTNERS FUND I LP

Private Equity Fund

$35.6M

Mar 27, 2020

Mar 29, 2012

reported

021-121968

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORREST, WILLIAM, DRURY

MANAGING MEMBER

yes

11/2007

Mar 29, 2012

Mar 27, 2020

KORSANT, PHILIP, B (MI ONLY)

Owner

yes

10/2007

Jul 6, 2012

Mar 27, 2020

MORTON HOLDINGS, INC.

Shareholder

yes

10/2007

Apr 16, 2012

Mar 27, 2020

SWAYZE, ASHLEIGH, COOPER

CHIEF COMPLIANCE OFFICER

yes

07/2018

Jul 24, 2018

Mar 27, 2020

SHERWOOD INVESTMENTS, INC.

MINORITY OWNER

11/2007

Mar 29, 2012

Mar 27, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TOWER THREE PARTNERS FUND I GP, LP

n/a

yes

n/a

TOWER THREE PARTNERS FUND II GP, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 27, 2020

$170M

$172M

2018

Mar 28, 2019

$242M

$229M

2017

Mar 28, 2018

$220M

2016

Mar 30, 2017

$267M

n/a

$267M

2015

Mar 24, 2016

$540M

n/a

$540M

2014

Mar 31, 2015

$531M

n/a

$531M

2013

Mar 27, 2014

$413M

n/a

$413M

2012

Apr 1, 2013

$734M

n/a

$734M

2011

Mar 29, 2012

$558M

n/a

$558M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$170M

$242M

-29.6%

$267M

-14.0%