DFX Intelligence

B•••••• J••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

B•••••• J••••• A••••••••

Advisor at A•••••••• • A••••••••• I•••

OTTAWA, IL

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Search this name across graphsid dfx:ria:83b3532b-cd71-0836-c35d-8cba39392bdd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 12, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• • A••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 28derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 22, 2016	n/a	yes	OTTAWA, IL	Current employment
A•••••••• • A••••••••• I•••	State registered	Jan 14, 1998	n/a	yes	OTTAWA, IL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Apr 20, 2016	Apr 22, 2016	2	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:149018:IL:2016-04-20	Apr 20, 2016	Apr 22, 2016	OTTAWA, IL	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Apr 22, 2016 to presentfactForm ADV
→ A•••••••• • A••••••••• I•••Registered adviserregistration: current employment
Jan 14, 1998 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 12, 1998 to Apr 20, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83b3532b-cd71-0836-c35d-8cba39392bdd
First observed: Apr 12, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.