DFX Intelligence

Data Factory

S•••• E••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

S•••• E••••• H••••••

Advisor at R•••• F••• M••••••••• L••

Canton, OH | LADY LAKE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83b3c83a-d5cd-f047-6afb-4030639558fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• F••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• F••• M••••••••• L••	Independent wealth	Jun 5, 2013	n/a	yes	LADY LAKE, FL\|Canton, OH	Current employment
A••••••• E•••• R•••••••••	n/a	Mar 4, 2013	Sep 12, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• E•••• R•••••••••	R•••• F••• M••••••••• L••	Sep 12, 2013	Jun 5, 2013	-99	Firm change after gap	Other

Relationships

Registered with (2)

→ R•••• F••• M••••••••• L••Registered adviserregistration: current employment
Jun 5, 2013 to presentfactForm ADV
→ A••••••• E•••• R•••••••••Registered adviserregistration: previous registration
Mar 4, 2013 to Sep 12, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83b3c83a-d5cd-f047-6afb-4030639558fe
First observed: Mar 4, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.