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Advisor at LPL FINANCIAL LLC
SHELTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 11, 2016 | n/a | yes | SHELTON, CT | Current employment |
| AST INVESTMENT SERVICES, INC. | Asset manager | Mar 20, 2006 | Mar 23, 2016 | no | SHELTON, CT | Previous registration |
| AMERICAN SKANDIA ADVISORY SERVICES, INC. | n/a | Feb 26, 2003 | Mar 25, 2004 | no | SHELTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AST INVESTMENT SERVICES, INC. | LPL FINANCIAL LLC | Mar 23, 2016 | Apr 11, 2016 | 19 | Firm change | Other |
| AMERICAN SKANDIA ADVISORY SERVICES, INC. | AST INVESTMENT SERVICES, INC. | Mar 25, 2004 | Mar 20, 2006 | 725 | Firm change after gap | Other |