DFX Intelligence

M••••• C• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M••••• C• N•••••••••

Advisor at N••• F•••••• I••••••••• S•••••••• L••

San Diego, CA

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Search this name across graphsid dfx:ria:83c15775-0b91-5105-bea6-3610cc11a636

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••• I••••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Jun 9, 2025	n/a	yes	San Diego, CA\|San Diego, CA	Current employment
S••••••• P•••••• F••••••••• L••	Former SEC adviser	Oct 23, 2017	Mar 11, 2025	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• P•••••• F••••••••• L••	N••• F•••••• I••••••••• S•••••••• L••	Mar 11, 2025	Jun 9, 2025	90	Firm change	Ibd to ibd
C••• F•••••••• S•••••••• L•••	S••••••• P•••••• F••••••••• L••	Mar 11, 2025	Oct 23, 2017

Relationships

Registered with (4)

→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ S••••••• P•••••• F••••••••• L••Registered adviserregistration: previous registration
Oct 23, 2017 to Mar 11, 2025factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Oct 23, 2017 to Mar 11, 2025factForm ADV
→ E••••• J••••

Dated events

Occurred
Mar 11, 2025
Advisor changed firm
M••••• C• N••••••••• left S••••••• P•••••• F••••••••• L•• for N••• F•••••• I••••••••• S•••••••• L•• (registered 2025-06-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83c15775-0b91-5105-bea6-3610cc11a636
First observed: Jan 30, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.