DFX Intelligence

T•••• R•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

T•••• R•••••• C••••••

Advisor at W••••••• F••••••••• L••

NORTH BENNINGTON, VT

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Search this name across graphsid dfx:ria:83c2bf01-2ca2-f136-2284-38aa33d8bc4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 4, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• F••••••••• L••	Independent wealth	Nov 1, 2017	n/a	yes	NORTH BENNINGTON, VT	Current employment
G•••••• S•••• W••••• S•••••••• L•••	Bd affiliated wealth	Aug 26, 2011	Oct 15, 2013	no	ALBANY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• S•••• W••••• S•••••••• L•••	W••••••• F••••••••• L••	Oct 15, 2013	Nov 1, 2017	1,478	Firm change after gap	Other
M•• F•••••••• S•••••••• I•••	G•••••• S•••• W••••• S•••••••• L•••	Jul 28, 2010	Aug 26, 2011

Relationships

Registered with (4)

→ W••••••• F••••••••• L••Registered adviserregistration: current employment
Nov 1, 2017 to presentfactForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Aug 26, 2011 to Oct 15, 2013factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2010 to Jul 28, 2010factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83c2bf01-2ca2-f136-2284-38aa33d8bc4e
First observed: Sep 29, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.