DFX Intelligence

D••••• D••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

D••••• D••• H•••••

Advisor at S•••••• R••• M••••••••• L••

Bronx, NY | JERICHO, NY

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Search this name across graphsid dfx:ria:83c61dbd-02c3-f80a-b302-6ff8d32e6034

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• R••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• R••• M••••••••• L••	Independent wealth	Oct 6, 2022	n/a	yes	Bronx, NY\|JERICHO, NY	Current employment
S••••••• S••••• M••••••••• L••	n/a	Apr 15, 2022	Oct 31, 2022	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• S••••• M••••••••• L••	S•••••• R••• M••••••••• L••	Oct 31, 2022	Oct 6, 2022	-25	Firm change	Other

Relationships

Registered with (2)

→ S•••••• R••• M••••••••• L••Registered adviserregistration: current employment
Oct 6, 2022 to presentfactForm ADV
→ S••••••• S••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 15, 2022 to Oct 31, 2022factForm ADV

Dated events

Occurred
Oct 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83c61dbd-02c3-f80a-b302-6ff8d32e6034
First observed: Apr 15, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.