DFX Intelligence

R•• P••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

R•• P••• N•••••••••

Advisor at C••••• I••••••••• A••••••• L••

DADE CITY, FL | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83cd6fd5-ecb4-78ab-8831-1726fb84f4dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Dec 9, 2020	n/a	yes	DADE CITY, FL\|TAMPA, FL	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	May 6, 2014	Dec 22, 2020	no	CLEARWATER, FL\|TAMPA, FL\|PORT RICHEY, FL\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	C••••• I••••••••• A••••••• L••	Dec 22, 2020	Dec 9, 2020	-13	Firm change	Ibd to ibd
A•••• • F•••••••• P•••••••• L••	B• R•••• W••••• A•••••••• I•••	May 6, 2014	May 6, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:105644:FL:2020-12-22	Dec 22, 2020	Dec 9, 2020	TAMPA, FL	Firm change

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Dec 9, 2020 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 6, 2014 to Dec 22, 2020factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 21, 2001 to May 6, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83cd6fd5-ecb4-78ab-8831-1726fb84f4dd
First observed: Feb 21, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.