DFX Intelligence

T••••• L•• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

T••••• L•• H••••••••

Advisor at L•• F•••••••• L••

LAKEPORT, CA | BISMARCK, ND

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Search this name across graphsid dfx:ria:83ce4534-162a-74d2-2a67-5bdebe0301ad

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 22, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 17, 2025	n/a	yes	BISMARCK, ND\|LAKEPORT, CA	Current employment
D••••••• W••••• M••••••••• L••	Independent wealth	May 9, 2023	Dec 23, 2024	no	TAYLOR, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• W••••• M••••••••• L••	L•• F•••••••• L••	Dec 23, 2024	Jan 17, 2025	25	Firm change	RIA to ibd
I••••••••• C•••••• O• A••••••• I•••	D••••••• W••••• M••••••••• L••	Nov 29, 2017	May 9, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
16443:291068:TX:2017-11-29	Nov 29, 2017	May 9, 2023	TAYLOR, TX	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ D••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 9, 2023 to Dec 23, 2024factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Apr 22, 2017 to Nov 29, 2017factForm ADV

Dated events

Occurred
Dec 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83ce4534-162a-74d2-2a67-5bdebe0301ad
First observed: Apr 22, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.