DFX Intelligence

R••••• F•••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant32 years in industry

R••••• F•••••• O••••••

Advisor at C•••••• E••••••••• L••

WARREN, NJ

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Search this name across graphsid dfx:ria:83e7d398-03b6-4ff2-f77b-8738d872e294

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• E••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 18, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• E••••••••• L••	State registered	Jul 16, 2010	n/a	yes	WARREN, NJ	Current employment
B•• A••••••• L••	n/a	Jan 3, 2008	Jan 17, 2008	no	RIVERDALE, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A••••••• L••	C•••••• E••••••••• L••	Jan 17, 2008	Jul 16, 2010	911	Firm change after gap	Other
E•••• • Y•••• I••••••••• A••••••• L••	B•• A••••••• L••	Feb 28, 2007	Jan 3, 2008

Relationships

Registered with (3)

→ C•••••• E••••••••• L••Registered adviserregistration: current employment
Jul 16, 2010 to presentfactForm ADV
→ B•• A••••••• L••Registered adviserregistration: previous registration
Jan 3, 2008 to Jan 17, 2008factForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 16, 2005 to Feb 28, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83e7d398-03b6-4ff2-f77b-8738d872e294
First observed: Feb 16, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.