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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

TIMOTHY JOHN SCANLAN

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

Waukesha, WI

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Search this name across graphsid dfx:ria:83ecc3cf-1e3e-ac88-547c-1b61c9759949

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Mar 21, 1995
First registration: Dec 1, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 1523335

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	May 12, 2021	n/a	yes	Waukesha, WI	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 20, 2014	May 10, 2021	no	MILWAUKEE, WI\|DELAFIELD, WI	Previous registration
CEDAR CREEK SECURITIES, INC.	n/a	Apr 27, 2010	Apr 17, 2014	no	MILWAUKEE, WI\|MILWAUKEE, WI	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 26, 2010	no	Milwaukee, WI	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 1, 2006	Jun 1, 2009	no	MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	INDEPENDENT ADVISOR ALLIANCE, LLC	May 10, 2021	May 12, 2021	2	Firm change	Wirehouse to RIA
CEDAR CREEK SECURITIES, INC.	WELLS FARGO ADVISORS	Apr 17, 2014	Mar 20, 2014	-28	Firm change	Other
MORGAN STANLEY	CEDAR CREEK SECURITIES, INC.	Apr 26, 2010	Apr 27, 2010	1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
May 12, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 20, 2014 to May 10, 2021factForm ADV
→ CEDAR CREEK SECURITIES, INC.Registered adviserregistration: previous registration
Apr 27, 2010 to Apr 17, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 26, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 1, 2006 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.