DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DAVID DANIEL STRATTON

Advisor at VALIC FINANCIAL ADVISORS, INC.

JONESBORO, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83f069b6-e6ab-5730-80f1-25fa165af689

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 7
Exams: S63|S65
First exam: Nov 22, 2006
First registration: Nov 6, 2007
Dual registered: yes, broker-dealer
Other names: DAVID STRATTON|DAVID STRATTON|DAVID DANIEL STRATTON
IAPD individual key: 5096872

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 31, 2022	n/a	yes	JONESBORO, AR	Current employment
KIMERY WEALTH MANAGEMENT, LLC	Independent wealth	Apr 27, 2021	Feb 1, 2022	no	MEMPHIS, TN	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 3, 2009	May 28, 2020	no	BRENTWOOD, TN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 4, 2009	Aug 4, 2009	no	MEMPHIS, TN\|BIRMINGHAM, AL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 6, 2007	Dec 5, 2008	no	RIDGELAND, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KIMERY WEALTH MANAGEMENT, LLC	VALIC FINANCIAL ADVISORS, INC.	Feb 1, 2022	Jan 31, 2022	-1	Firm change	RIA to ibd
VALIC FINANCIAL ADVISORS, INC.	KIMERY WEALTH MANAGEMENT, LLC	May 28, 2020	Apr 27, 2021	334	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	VALIC FINANCIAL ADVISORS, INC.	Aug 4, 2009	Aug 3, 2009	-1	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	WELLS FARGO ADVISORS	Dec 5, 2008	Feb 4, 2009	61	Firm change	Other

Relationships

Registered with (3)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 3, 2009 to May 28, 2020factForm ADV
→ KIMERY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 27, 2021 to Feb 1, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 4, 2009 to Aug 4, 2009factForm ADV

Dated events

Occurred
Feb 1, 2022
Advisor changed firm
David Daniel Stratton left Kimery Wealth Management, Llc for Valic Financial Advisors, Inc. (registered 2022-01-31)
Form ADVobserved 5 days ago