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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

BERNICE VALREY ROLLE-LEWIS

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

Weston, FL

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Search this name across graphsid dfx:ria:83f5a96f-9829-016c-c8cf-0baa325c2a52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 24, 1997
First registration: May 14, 2003
Dual registered: yes, broker-dealer
Other names: BERNICE VALREY|BERNICE VALREY ROLLE
IAPD individual key: 2848008

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Jun 20, 2021	n/a	yes	Weston, FL	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Feb 15, 2012	Mar 22, 2019	no	WESTON, FL	Previous registration
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Jun 4, 2010	Jan 10, 2012	no	MIAMI, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	May 26, 2010	no	PEMBROKE PINES, FL\|MIRAMAR, FL\|BOCA RATON, FL\|DORAL, FL\|DANIA, FL	Previous registration
CITICORP INVESTMENT SERVICES	n/a	May 14, 2003	May 29, 2007	no	DANIA, FL\|PLANTATION, FL\|FORT LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	INDEPENDENT ADVISOR ALLIANCE, LLC	Mar 22, 2019	Jun 20, 2021	821	Firm change after gap	Ibd to RIA
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	INDEPENDENT FINANCIAL PARTNERS	Jan 10, 2012	Feb 15, 2012	36	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	May 26, 2010	Jun 4, 2010	9	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
Jun 20, 2021 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Feb 15, 2012 to Mar 22, 2019factForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 4, 2010 to Jan 10, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to May 26, 2010factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
May 14, 2003 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.