DFX Intelligence
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Reading the graph
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Advisor at T••••••••• R••••••••• A•••••••• L••
West Chester, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••••• R••••••••• A•••••••• L•• | Bd affiliated wealth | Jul 26, 2024 | n/a | yes | West Chester, PA | Current employment |
| O•••• F•• I••• | Former SEC adviser | Mar 27, 2017 | Aug 21, 2023 | no | RADNOR, PA|RADNOR, PA|FORT WAYNE, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | T••••••••• R••••••••• A•••••••• L•• | Aug 21, 2023 | Jul 26, 2024 | 340 | Firm change | Ibd to ibd |
| V••• F•••••••• A•••••••• I••• | O•••• F•• I••• | Jan 27, 2017 | Mar 27, 2017 |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Feb 24, 2014 | Jan 27, 2017 | no | WEST CHESTER, PA|IRVINE, CA | Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Oct 17, 2003 | Feb 25, 2014 | no | TALLAHASSEE, FL|TALLAHASSEE, FL|TAMPA, FL|TALLAHASSEE, FL|WEST CHESTER, PA | Previous registration |
| 59 |
| Firm change |
| Other |
| V••• F•••••••• P•••••••• L•• | V••• F•••••••• A•••••••• I••• | Feb 25, 2014 | Feb 24, 2014 | -1 | Firm change | Other |