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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 10b 100b

TRANSAMERICA RETIREMENT ADVISORS, LLC

CRD 107319

CEDAR RAPIDS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e0f1cc6-01c9-da68-5a23-2b9849fe67a8

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 527
Dated events: 40
On other graphs: 0
Observed: Mar 29, 2012 to Mar 31, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=true related_bank=true bd_reps=336.0
Regulatory AUM: $19BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.0B
Private client RAUM: $17BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 305
RAUM per advisor: $61.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 398
Advisory employees: 173
Offices: 173Schedule D 1.F, beyond the principal office
Accounts: 212,722
Individual clients: 212,700
SEC number: 801-42910
CRD: 107319
Filings on the tape: 51
First filed: Mar 29, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: transamerica.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 305

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRADLEY EDWARD WATTS	n/a	GOODLETTSVILLE, TN	13	22	n/a	yes
DAVID ANTHONY TRITT	n/a	Olathe, KS	13	31	n/a	yes
JENNIFER CLARK BASKERVILLE	n/a	Equality, AL	13	24	1	yes
GREGORY CLARKE LEWIS	n/a	JACKSONVILLE, FL	12	35	n/a	yes
KRISTINE E Green	n/a	Kalamazoo, MI	12	36	n/a	yes
EDWARD RUSSELL GROSS	n/a	PENSACOLA, FL	12	20	1	yes
JAY ALLEN HEWITT	n/a	Plymouth, MN	12	39	n/a	yes
LAURA THERESE POPE	Certified Financial Planner	Hastings, MN	12	28	1	yes
GHADA MOHAMED EL-GAMAL	n/a	New Brighton, MN	12	20	2	yes
ROBERT FRANK REGENFUSS	n/a	Cottage Grove, MN	12	23	1	yes
JOSHUA JOHN SCHMIDT	n/a	Sandy, UT	12	22	1	yes
MICHAEL JOHN BAILEY	n/a	INVER GROVE HEIGHTS, MN	12	32	3	yes
LINDA WATSON BOWEN	n/a	Birmingham, AL	12	18	3	yes
STEVEN KEVIN BELLER	Certified Financial Planner	MACOMB, MI	12	33	3	yes
RYAN THOMAS MERRELL	Certified Financial Planner	Palm City, FL	12	24	2	yes
DOUGLAS SHEPARD SMITH	n/a	FARMINGTON HILLS, MI	12	13	n/a	yes
RANDALL SCOTT KENSINGER	n/a	FISHERS, IN	12	22	1	yes
RUSTOMJI FEROZ DUBASH	n/a	ELKHART, IN	12	30	6	yes
CHRISTOPHER PAUL CLINTON	n/a	MENOMONEE FALLS, WI	12	17	n/a	yes
JON JEREMY NIELSEN	n/a	Wood Cross, UT	12	25	n/a	yes
JEFFREY JAMES BRUCE	n/a	Eden Prairie, MN	12	25	1	yes
BARNABAS ALEXIS WHITE	n/a	ACWORTH, GA	12	25	2	yes
DAVID NATHANIEL FLORA	n/a	Blaine, MN	11	15	2	yes
RUBEN GONZALEZ	n/a	Ontario, CA	11	30	5	yes
MICHAEL TIMOTHY RILEY	Certified Financial Planner	Clearwater, FL	11	26	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Beitzel, Brian	Treasurer	Na	yes	04/2025	Mar 31, 2026	Mar 31, 2026
FRAIN, JASON, SCOTT	PRESIDENT AND MANAGER	Na	yes	09/2024	Mar 31, 2026	Mar 31, 2026
HEWITT, JAY, ALLEN	VICE PRESIDENT AND MANAGER	Na	yes	09/2016	Mar 31, 2026	Mar 31, 2026
Holgate, Gregg, William	Manager	Na	yes	12/2024	Mar 31, 2026	Mar 31, 2026
Powers, Mark, Judson	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	02/2025	Mar 31, 2026	Mar 31, 2026
TRANSAMERICA RETIREMENT	Sh	E	yes	07/2011	Mar 31, 2026	Mar 31, 2026
AEGON INTERNATIONAL B.V.	Sh	E	yes	10/1936	Mar 29, 2012	Aug 1, 2024
AEGON LTD	Sh	E	yes	10/1936	Mar 29, 2024	Aug 1, 2024
AUSA HOLDING, LLC	Sh	E	yes	06/1986	Mar 31, 2021	Aug 1, 2024
CARUSONE, JOSEPH, PETER	VICE PRESIDENT, MANAGER AND TREASURER	Na	yes	10/2013	Nov 1, 2013	Aug 1, 2024
JUNG, KERRY, ANNE	VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY	Na	yes	03/2021	Mar 31, 2021	Aug 1, 2024
RESNIK, RICKY, BART	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2019	Mar 29, 2012	Aug 1, 2024
RUNDLE, JOSHUA, DANIEL	PRESIDENT AND MANAGER	Na	yes	09/2022	Sep 16, 2022	Aug 1, 2024
TRANSAMERICA CORPORATION	Sh	E	yes	12/2004	Mar 29, 2012	Aug 1, 2024
TRANSAMERICA RETIREMENT SOLUTIONS, LLC	Sh	E	yes	07/2011	Mar 30, 2020	Aug 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AEGON USA INVESTMENT MANAGEMENT, LLC	n/a	Institutional manager	$89B	N	yes	n/a
TRANSAMERICA ASSET MANAGEMENT, INC.	n/a	Asset manager	$66B	N	yes	n/a
TRANSAMERICA CAPITAL, INC.	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	NY
TRANSAMERICA INVESTORS SECURITIES CORPORATION	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	Ia
TRANSAMERICA RETIREMENT INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA TRUST COMPANY	n/a	n/a	n/a	N	yes	Ia

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST PETERSBURG	FL	United States	28	yes
Denver	Co	United States	10	yes
Harrison	NY	United States	3	yes
CEDAR RAPIDS	Ia	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$19B	$8.0B	398	173	173	n/a	n/a
2024	Feb 14, 2025	$16B	$7.1B	383	159	158	n/a	n/a
2023	Mar 29, 2024	$13B	$4.8B	333	126	53	n/a	n/a
2022	Mar 28, 2023	$10B	$3.7B	311	105	20	n/a	n/a
2021	Mar 22, 2022	$12B	$4.3B	262	214	4	n/a	n/a
2020	Mar 31, 2021	$8.8B	$3.7B	379	260	4	n/a	n/a
2019	Mar 30, 2020	$6.3B	$3.3B	415	415	5	n/a	n/a
2018	Mar 29, 2019	$5.4B	$4.0B	416	416	6	n/a	n/a
2017	Mar 30, 2018	$5.1B	$4.5B	387	387	6	n/a	n/a
2016	Mar 30, 2017	$3.8B	$3.6B	208	208	n/a	n/a	n/a
2015	Mar 30, 2016	$3.5B	$3.2B	170	167	n/a	n/a	n/a
2014	Mar 30, 2015	$3.8B	$3.4B	112	109	n/a	n/a	n/a
2013	Mar 4, 2014	$3.6B	$3.5B	41	36	n/a	n/a	n/a
2012	Mar 28, 2013	$3.5B	$3.4B	15	8	n/a	n/a	n/a
2011	Mar 29, 2012	$4.4B	$4.3B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
36	10	26	3.3%	11	0	0	121	35

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$19B	$16B	16.5%	$10B	22.1%	398	383	173	158

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC FA, INC.	2	May 2, 2024	Sep 18, 2025	FORT WAYNE, IN	Team lift out	Ibd to ibd	0.2%
NATIONWIDE INVESTMENT ADVISORS, LLC	2	Jun 15, 2022	Jun 30, 2022	COLUMBUS, OH	Team lift out	Ibd to ibd	0.7%
T. ROWE PRICE ADVISORY SERVICES, INC.	2	Jul 12, 2019	Jan 30, 2020	TAMPA, FL	Team lift out	RIA to ibd	0.8%
SCOTTRADE INVESTMENT MANAGEMENT	3	Mar 8, 2018	May 30, 2018	SARASOTA, FL	Team lift out	Other	1.1%
TRANSAMERICA FINANCIAL ADVISORS, LLC	2	Jan 17, 2017	Feb 27, 2017	ST PETERSBURG, FL	Team lift out	Other	0.3%

Relationships

showing 80 of 527

Registered with (75)

← Samantha H MayfieldAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← BRET CONTRERASAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← Jeffrey Michael IsaacAdvisorregistration: current employment
Aug 14, 2026 to presentfactForm ADV
← Jordan Nicholas TaylorAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← Donald James McNeillAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← Lina DegayAdvisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← Quinten Michael LewandowskiAdvisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← JOSHUA WILLARDAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← Robert Jarod LeightonAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← JOHN L SCHUELEAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← Aurora R ColemanAdvisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← Brad Damian MarzanoAdvisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← James Joseph GormanAdvisorregistration: current employment
Jun 23, 2026 to presentfactForm ADV
← Calvin Lemonte WilsonAdvisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← Ebony Young De PooterAdvisorregistration: current employment
Jun 11, 2026 to presentfactForm ADV
← Salvador Roberto RosasAdvisorregistration: current employment
Jun 3, 2026 to presentfactForm ADV
← Kurtis LovellAdvisorregistration: current employment
Jun 2, 2026 to presentfactForm ADV
← Ryan Lee SheetsAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← Charles R DoughtyAdvisorregistration: current employment
Apr 30, 2026 to presentfactForm ADV
← Kaden Obrian DeguzmanAdvisorregistration: current employment
Apr 14, 2026 to presentfactForm ADV
← Jason Frank WetmoreAdvisorregistration: current employment
Apr 13, 2026 to presentfactForm ADV
← Halee Rose DickinsonAdvisorregistration: current employment
Apr 13, 2026 to presentfactForm ADV
← Kelly L DavisAdvisorregistration: current employment
Mar 19, 2026 to presentfactForm ADV
← LaDonna Renee CrowderAdvisorregistration: current employment
Mar 16, 2026 to presentfactForm ADV
← Robin Catherine LillyAdvisorregistration: current employment
Mar 14, 2026 to presentfactForm ADV
← John Thorton KalafatisAdvisorregistration: current employment
Mar 6, 2026 to presentfactForm ADV
← Suzanne D FickleAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Johnny Gabriel OrtegaAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Madison Alayna DunnAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Christopher J HernandezAdvisorregistration: current employment
Feb 11, 2026 to presentfactForm ADV
and 45 more

Affiliated with (5)

← TRANSAMERICA ASSET MANAGEMENT, INC.Registered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ TRANSAMERICA ASSET MANAGEMENT, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ AEGON ASSET MANAGEMENT USRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← AEGON ASSET MANAGEMENT USRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 9, 2026
Advisor changed firm
Charles Davis Dawkins left Transamerica Retirement Advisors, Llc for Empower Advisory Group, Llc (registered 2026-07-09)
Form ADVobserved 4 days ago
Occurred
Jun 3, 2026
Advisor changed firm
Eric Francisco Alarcon-Fierro left Transamerica Retirement Advisors, Llc for Nationwide Investment Advisors, Llc (registered 2026-06-30)
Form ADVobserved 4 days ago
Occurred
Apr 10, 2026
Advisor changed firm
Joseph Patrick Conlan left Transamerica Retirement Advisors, Llc for Johnson Brunetti (registered 2026-07-07)
Form ADVobserved 4 days ago
Occurred
Apr 9, 2026
Advisor changed firm
Brandon Lee Van Nevel left Transamerica Retirement Advisors, Llc for Wells Fargo Advisors (registered 2026-04-16)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2026
Advisor changed firm
Ahmber Bailes left Transamerica Retirement Advisors, Llc for Morgan Stanley (registered 2026-05-06)
Form ADVobserved 4 days ago
Occurred
Feb 12, 2026
Advisor changed firm
Stephanie Clark Sharp left Transamerica Retirement Advisors, Llc for Allworth Financial, L.P. (registered 2026-07-15)
Form ADVobserved 4 days ago
Occurred
Jan 20, 2026
Advisor changed firm
Thomas Kent Brumfield left Transamerica Retirement Advisors, Llc for Edelman Financial Engines (registered 2026-03-09)
Form ADVobserved 4 days ago
Occurred
Dec 2, 2025
Advisor changed firm
Roland Andrew Garland left Transamerica Retirement Advisors, Llc for Berger Financial Group (registered 2025-12-09)
Form ADVobserved 4 days ago
Occurred
Nov 17, 2025
Advisor changed firm
Jorge Luis Garcia-Rico left Transamerica Retirement Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-12-11)
Form ADVobserved 4 days ago
Occurred
Oct 22, 2025
Advisor changed firm
Justin Timothy Bailey left Transamerica Retirement Advisors, Llc for Nationwide Investment Advisors, Llc (registered 2025-10-30)
Form ADVobserved 4 days ago
Occurred
Sep 8, 2025
Advisor changed firm
Bryon Andrew Eggan left Transamerica Retirement Advisors, Llc for Hays Financial Group, Llc (registered 2025-10-21)
Form ADVobserved 4 days ago
Occurred
Aug 15, 2025
Advisor changed firm
Faith G Fletcher left Transamerica Retirement Advisors, Llc for Morgan Stanley (registered 2026-03-02)
Form ADVobserved 4 days ago
Occurred
Jun 23, 2025
Advisor changed firm
Victoria L Harrison left Transamerica Retirement Advisors, Llc for Missionsquare Retirement (registered 2025-08-07)
Form ADVobserved 4 days ago
Occurred
May 7, 2025
Advisor changed firm
Harold Alvarado left Transamerica Retirement Advisors, Llc for Tlg Advisors, Inc. (registered 2026-02-11)
Form ADVobserved 4 days ago
Occurred
May 5, 2025
Advisor changed firm
John Nelson Duncan left Transamerica Retirement Advisors, Llc for Larson Financial Group, Llc (registered 2025-05-09)
Form ADVobserved 4 days ago
Occurred
Apr 14, 2025
Advisor changed firm
Bacilia Gomez left Transamerica Retirement Advisors, Llc for Principal Advised Services (registered 2025-05-09)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2025
Advisor changed firm
Gage Gustafson left Transamerica Retirement Advisors, Llc for Wells Fargo Advisors (registered 2025-03-31)
Form ADVobserved 4 days ago
Occurred
Feb 25, 2025
Advisor changed firm
Michael Carmen Santangelo left Transamerica Retirement Advisors, Llc for Capital Client Group, Inc. (registered 2025-03-13)
Form ADVobserved 4 days ago
Occurred
Feb 14, 2025
Regulatory AUM changed
Transamerica Retirement Advisors, Llc reported RAUM $16.2B, up 27% from $12.7B (2024-08-01 to 2025-02-14)
Form ADVobserved 4 days ago
$3.5B
Occurred
Jan 17, 2025
Advisor changed firm
Jason Douglas Kahle left Transamerica Retirement Advisors, Llc for Advice And Planning Services (registered 2026-05-04)
Form ADVobserved 4 days ago
Occurred
Dec 16, 2024
Advisor changed firm
David William Kempfe left Transamerica Retirement Advisors, Llc for Arvest Wealth Management (registered 2026-01-16)
Form ADVobserved 4 days ago
Occurred
Dec 5, 2024
Advisor changed firm
Adam Beach left Transamerica Retirement Advisors, Llc for Wells Fargo Advisors (registered 2025-01-10)
Form ADVobserved 4 days ago
Occurred
Nov 25, 2024
Advisor changed firm
Miguel Angel Arevalo Gonzalez left Transamerica Retirement Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-02-14)
Form ADVobserved 4 days ago
Occurred
Nov 19, 2024
Advisor changed firm
Jared Tyler Wilson left Transamerica Retirement Advisors, Llc for Ameritas Advisory Services, Llc (registered 2026-08-20)
Form ADVobserved 4 days ago
Occurred
Sep 17, 2024
Advisor changed firm
Scott Robenalt Seidel left Transamerica Retirement Advisors, Llc for Missionsquare Retirement (registered 2024-09-19)
Form ADVobserved 4 days ago
Occurred
Sep 6, 2024
Advisor changed firm
Ryan Thomas Waller left Transamerica Retirement Advisors, Llc for Fisher Investments (registered 2024-09-12)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2024
Advisor changed firm
Bryan Eugene Donaugh left Transamerica Retirement Advisors, Llc for The Financial Resource Center (registered 2024-07-29)
Form ADVobserved 4 days ago
Occurred
Jul 9, 2024
Advisor changed firm
Duncan Graham Campbell left Transamerica Retirement Advisors, Llc for Kestra Advisory Services, Llc (registered 2024-07-18)
Form ADVobserved 4 days ago
Occurred
May 21, 2024
Advisor changed firm
Bradley Ross Sims left Transamerica Retirement Advisors, Llc for Ima Advisory Services, Inc. (registered 2024-06-06)
Form ADVobserved 4 days ago
Occurred
May 6, 2024
Advisor changed firm
Colleen Marie Etue left Transamerica Retirement Advisors, Llc for Alight Financial Advisors, Llc (registered 2024-05-31)
Form ADVobserved 4 days ago
Occurred
May 2, 2024
Advisor changed firm
Thomas Decaprio left Transamerica Retirement Advisors, Llc for Lpl Financial Llc (registered 2024-05-20)
Form ADVobserved 4 days ago
Occurred
May 2, 2024
Team lift-out
2 advisors left Osaic FA, Inc. (Fort Wayne, IN) for Transamerica Retirement Advisors, LLC within 6 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 29, 2024
Control person left
Rodney Jonathan Fortune (Vice President) no longer on Schedule A of Transamerica Retirement Advisors, Llc (listed 2023-10-02, absent 2024-03-29)
Form ADVobserved 4 days ago
Occurred
Nov 22, 2023
Advisor changed firm
Stuart Roy Van Ess left Transamerica Retirement Advisors, Llc for Principal Advised Services (registered 2024-02-05)
Form ADVobserved 4 days ago
Occurred
Oct 16, 2023
Advisor changed firm
James Hudon Engelman left Transamerica Retirement Advisors, Llc for Edward Jones (registered 2023-10-13)
Form ADVobserved 4 days ago
Occurred
Oct 10, 2023
Advisor changed firm
Eric David Gilbertson left Transamerica Retirement Advisors, Llc for Thrivent Investment Management Inc. (registered 2023-10-12)
Form ADVobserved 4 days ago

Show 4 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
Isaiah Aston Hinds no longer holds an investment adviser registration (last listed at Transamerica Retirement Advisors, Llc on the 2026-09-17 feed)
Occurred
Mar 31, 2026
Transamerica Retirement Advisors, Llc reported 173 offices beyond its principal office, up from 158 (2025-09-09 to 2026-03-31)
Occurred
Feb 14, 2025
Transamerica Retirement Advisors, Llc reported 158 offices beyond its principal office, up from 53 (2024-08-01 to 2025-02-14)
Occurred
Mar 29, 2024
Transamerica Retirement Advisors, Llc reported 53 offices beyond its principal office, up from 20 (2023-10-02 to 2024-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e0f1cc6-01c9-da68-5a23-2b9849fe67a8
First observed: Mar 29, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRANSAMERICA RETIREMENT ADVISORS, LLC

CRD 107319

CEDAR RAPIDS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e0f1cc6-01c9-da68-5a23-2b9849fe67a8

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRADLEY EDWARD WATTS

n/a

GOODLETTSVILLE, TN

n/a

yes

DAVID ANTHONY TRITT

n/a

Olathe, KS

n/a

yes

JENNIFER CLARK BASKERVILLE

n/a

Equality, AL

yes

GREGORY CLARKE LEWIS

n/a

JACKSONVILLE, FL

n/a

yes

KRISTINE E Green

n/a

Kalamazoo, MI

n/a

yes

EDWARD RUSSELL GROSS

n/a

PENSACOLA, FL

yes

JAY ALLEN HEWITT

n/a

Plymouth, MN

n/a

yes

LAURA THERESE POPE

Certified Financial Planner

Hastings, MN

yes

GHADA MOHAMED EL-GAMAL

n/a

New Brighton, MN

yes

ROBERT FRANK REGENFUSS

n/a

Cottage Grove, MN

yes

JOSHUA JOHN SCHMIDT

n/a

Sandy, UT

yes

MICHAEL JOHN BAILEY

n/a

INVER GROVE HEIGHTS, MN

yes

LINDA WATSON BOWEN

n/a

Birmingham, AL

yes

STEVEN KEVIN BELLER

Certified Financial Planner

MACOMB, MI

yes

RYAN THOMAS MERRELL

Certified Financial Planner

Palm City, FL

yes

DOUGLAS SHEPARD SMITH

n/a

FARMINGTON HILLS, MI

n/a

yes

RANDALL SCOTT KENSINGER

n/a

FISHERS, IN

yes

RUSTOMJI FEROZ DUBASH

n/a

ELKHART, IN

yes

CHRISTOPHER PAUL CLINTON

n/a

MENOMONEE FALLS, WI

n/a

yes

JON JEREMY NIELSEN

n/a

Wood Cross, UT

n/a

yes

JEFFREY JAMES BRUCE

n/a

Eden Prairie, MN

yes

BARNABAS ALEXIS WHITE

n/a

ACWORTH, GA

yes

DAVID NATHANIEL FLORA

n/a

Blaine, MN

yes

RUBEN GONZALEZ

n/a

Ontario, CA

yes

MICHAEL TIMOTHY RILEY

Certified Financial Planner

Clearwater, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Beitzel, Brian

Treasurer

yes

04/2025

Mar 31, 2026

FRAIN, JASON, SCOTT

PRESIDENT AND MANAGER

yes

09/2024

Mar 31, 2026

HEWITT, JAY, ALLEN

VICE PRESIDENT AND MANAGER

yes

09/2016

Mar 31, 2026

Holgate, Gregg, William

Manager

yes

12/2024

Mar 31, 2026

Powers, Mark, Judson

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

02/2025

Mar 31, 2026

TRANSAMERICA RETIREMENT

yes

07/2011

Mar 31, 2026

AEGON INTERNATIONAL B.V.

yes

10/1936

Mar 29, 2012

Aug 1, 2024

AEGON LTD

yes

10/1936

Mar 29, 2024

Aug 1, 2024

AUSA HOLDING, LLC

yes

06/1986

Mar 31, 2021

Aug 1, 2024

CARUSONE, JOSEPH, PETER

VICE PRESIDENT, MANAGER AND TREASURER

yes

10/2013

Nov 1, 2013

Aug 1, 2024

JUNG, KERRY, ANNE

VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY

yes

03/2021

Mar 31, 2021

Aug 1, 2024

RESNIK, RICKY, BART

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

06/2019

Mar 29, 2012

Aug 1, 2024

RUNDLE, JOSHUA, DANIEL

PRESIDENT AND MANAGER

yes

09/2022

Sep 16, 2022

Aug 1, 2024

TRANSAMERICA CORPORATION

yes

12/2004

Mar 29, 2012

Aug 1, 2024

TRANSAMERICA RETIREMENT SOLUTIONS, LLC

yes

07/2011

Mar 30, 2020

Aug 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AEGON USA INVESTMENT MANAGEMENT, LLC

n/a

Institutional manager

$89B

yes

n/a

TRANSAMERICA ASSET MANAGEMENT, INC.

n/a

Asset manager

$66B

yes

n/a

TRANSAMERICA CAPITAL, INC.

n/a

yes

n/a

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY

n/a

yes

TRANSAMERICA INVESTORS SECURITIES CORPORATION

n/a

yes

n/a

TRANSAMERICA LIFE INSURANCE COMPANY

n/a

yes

TRANSAMERICA RETIREMENT INSURANCE AGENCY, INC.

n/a

yes

n/a

TRANSAMERICA TRUST COMPANY

n/a

yes

City

State

Country

Employees

Also broker-dealer

ST PETERSBURG

United States

yes

Denver

United States

yes

Harrison

United States

yes

CEDAR RAPIDS

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$19B

$8.0B

398

173

n/a

2024

Feb 14, 2025

$16B

$7.1B

383

159

158

n/a

2023

Mar 29, 2024

$13B

$4.8B

333

126

n/a

2022

Mar 28, 2023

$10B

$3.7B

311

105

n/a

2021

Mar 22, 2022

$12B

$4.3B

262

214

n/a

2020

Mar 31, 2021

$8.8B

$3.7B

379

260

n/a

2019

Mar 30, 2020

$6.3B

$3.3B

415

n/a

2018

Mar 29, 2019

$5.4B

$4.0B

416

n/a

2017

Mar 30, 2018

$5.1B

$4.5B

387

n/a

2016

Mar 30, 2017

$3.8B

$3.6B

208

n/a

2015

Mar 30, 2016

$3.5B

$3.2B

170

167

n/a

2014

Mar 30, 2015

$3.8B

$3.4B

112

109

n/a

2013

Mar 4, 2014

$3.6B

$3.5B

n/a

2012

Mar 28, 2013

$3.5B

$3.4B

n/a

2011

Mar 29, 2012

$4.4B

$4.3B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

3.3%

121

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$19B

$16B

16.5%

$10B

22.1%

398

383

173

158

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC FA, INC.

May 2, 2024

Sep 18, 2025

FORT WAYNE, IN

Team lift out

Ibd to ibd

0.2%

NATIONWIDE INVESTMENT ADVISORS, LLC

Jun 15, 2022

Jun 30, 2022

COLUMBUS, OH

Team lift out

Ibd to ibd

0.7%

T. ROWE PRICE ADVISORY SERVICES, INC.

Jul 12, 2019

Jan 30, 2020

TAMPA, FL

Team lift out

RIA to ibd

0.8%

SCOTTRADE INVESTMENT MANAGEMENT

Mar 8, 2018

May 30, 2018

SARASOTA, FL

Team lift out

Other

1.1%

TRANSAMERICA FINANCIAL ADVISORS, LLC

Jan 17, 2017

Feb 27, 2017

ST PETERSBURG, FL

Team lift out

Other

0.3%