DFX Intelligence

B•••• H•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B•••• H•••••• D•••••••

Advisor at I••••••••• W••••• C••••••• L••

Louisville, KY

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Search this name across graphsid dfx:ria:841712c7-fbe0-a421-c95d-95a90739c096

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Jan 22, 2019	n/a	yes	Louisville, KY	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Dec 17, 2012	Jan 22, 2019	no	LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	I••••••••• W••••• C••••••• L••	Jan 22, 2019	Jan 22, 2019	0	Firm change	Ibd to RIA
O•••• F•• I•••	I••••••••• F•••••••• P•••••••	Dec 13, 2012	Dec 17, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:284656:KY:2019-01-22	Jan 22, 2019	Jan 22, 2019	LOUISVILLE, KY	Firm change

Relationships

Registered with (4)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Jan 22, 2019 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Dec 17, 2012 to Jan 22, 2019factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Aug 7, 2003 to Dec 13, 2012factForm ADV
→ V••••••• I••••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:841712c7-fbe0-a421-c95d-95a90739c096
First observed: Aug 25, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.