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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Robert Davis Williams

Advisor at LPL FINANCIAL LLC

TROY, PA

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Search this name across graphsid dfx:ria:841e5e38-7efd-04fa-17c6-76011f2ef2d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 18, 2001
First registration: Aug 1, 2016
Dual registered: yes, broker-dealer
Other names: BOB WILLIAMS|ROBERT DAVIS WILLIAMS|Robert Davis Williams|Robert Davis Williams
IAPD individual key: 4314217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 21, 2023	n/a	yes	TROY, PA\|TROY, PA	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Apr 1, 2021	Aug 21, 2023	no	ROCKVILLE, MD\|Troy, PA\|ROCKVILLE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	May 12, 2017	Apr 1, 2021	no	TROY, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 1, 2016	May 18, 2017	no	TROY, PA\|FORT MILL, SC\|TROY, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	Aug 21, 2023	Aug 21, 2023	0	Firm change	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	H. BECK, INC.	May 18, 2017	May 12, 2017	-6	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 1, 2016 to May 18, 2017factForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to Aug 21, 2023factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
May 12, 2017 to Apr 1, 2021factForm ADV

Dated events

Occurred
Aug 21, 2023
Advisor changed firm
Robert Davis Williams left Grove Point Advisors, Llc for Lpl Financial Llc (registered 2023-08-21)
Form ADVobserved 3 days ago