DFX Intelligence

R••••• M••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

R••••• M••• G•••••

Advisor at E••• M••••••••• C••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:842733ad-0333-2ea5-dc6a-7dbe71eb46a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••• M••••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••• M••••••••• C••••••• L••	Independent wealth	Nov 24, 2020	n/a	yes	NEW YORK, NY	Current employment
C••• C••••••• L••	Independent wealth	Mar 1, 2017	Jun 14, 2019	no	New York, NY\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• C••••••• L••	E••• M••••••••• C••••••• L••	Jun 14, 2019	Nov 24, 2020	529	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ E••• M••••••••• C••••••• L••Registered adviserregistration: current employment
Nov 24, 2020 to presentfactForm ADV
→ C••• C••••••• L••Registered adviserregistration: previous registration
Mar 1, 2017 to Jun 14, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:842733ad-0333-2ea5-dc6a-7dbe71eb46a0
First observed: Mar 1, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.