DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• P•••••••
OVERLAND PARK, KS | Bloomington, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• P••••••• | Independent wealth | Sep 8, 2017 | n/a | yes | OVERLAND PARK, KS|Bloomington, MN | Current employment |
| A•• T•••••• F•••••••• A••••••• | Independent wealth | Feb 23, 2017 | Sep 6, 2017 | no | COON RAPIDS, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•• T•••••• F•••••••• A••••••• | C••••••• P••••••• | Sep 6, 2017 | Sep 8, 2017 | 2 | Firm change | Other |
| B••••••••• W••••• M••••••••• L•• | A•• T•••••• F•••••••• A••••••• | Apr 10, 2017 | Feb 23, 2017 |
| B••••••••• W••••• M••••••••• L•• | Independent wealth | Apr 28, 2014 | Apr 10, 2017 | no | AUSTIN, TX | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 30, 2014 | Apr 7, 2014 | no | ST PAUL, MN | Previous registration |
| -46 |
| Firm change after gap |
| Other |
| V••• F•••••••• A•••••••• I••• | B••••••••• W••••• M••••••••• L•• | Apr 7, 2014 | Apr 28, 2014 | 21 | Firm change | Other |