DFX Intelligence

M•• C•••• B••••• C•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM under $100M

M•• C•••• B••••• C•••••• I•••

CRD 327516

MONTRÉAL

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Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 7
On other graphs: 0
Observed: Nov 16, 2023 to Mar 19, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $64.6M••• Locked
Discretionary RAUM: $64.6M
Private client RAUM: $64.6Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• M••••••• C•••	PRESIDENT AND TRUSTEE	E	yes	11/2022	Nov 16, 2023	Oct 11, 2024
V••••••••• A•••••• T•	CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Jun 21, 2024	Oct 11, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•• C•••• B••••• A••••••• I•••	n/a	Independent wealth	$31.1M	N	yes	n/a
A•••• L••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Toronto	n/a	Canada	2	no
Hollywood	FL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$64.6M	$23.8M	171.4%	n/a	n/a	9	8	3	3

Relationships

Affiliated with (2)

→ M•• C•••• B••••• A••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← M•• C•••• B••••• A••••••• I•••Registered adviserother investment adviser, common control
factForm ADV

Controls (3)

← A••••• M••••••• C•••OwnerPRESIDENT AND TRUSTEE, ownership code E, individual
Nov 16, 2023 to Oct 11, 2024factForm ADV
← V••••••••• A•••••• T•Owner

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
19 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
6 Jan 2025
Ria hq relocated
••• Locked
Form ADV
Occurred
21 Jun 2024
Control person joined
••• Locked
Form ADV
Occurred
10 May 2024
Control person left
••• Locked
Form ADV
Occurred
16 Nov 2023
First Form ADV filing
••• Locked
Form ADV

Show 2 bookkeeping events

Occurred
Mar 19, 2026
••• Locked
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 16, 2023
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.