DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• C•••• B••••• C•••••• I•••
Latest filing Mar 19, 2026
First filing on the tape Nov 16, 2023 · 16 filings
SEC status approved since Jan 4, 2024
RAUM
$64.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$64.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
1 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$64.6M as of Mar 19, 2026
Jan 6, 2025$0 then
HNW client RAUM$43.0M as of Mar 19, 2026
Mar 28, 2025$16.5M then
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Jan 6, 20250 then
Employees (5.A)9 as of Mar 19, 2026
Jan 6, 20257 then
Private funds: no history
RAUM +171% over the last fiscal yearIARs 1 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $877,712derivedHNW RAUM over HNW clients
- Average account
- $310,429derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +171%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +197%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$43.0M67%
- Individuals$21.6M33%
- Individual clients
- 43reported
- HNW clients
- 49reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 208reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• M••••••• C••• · President And Trusteecontrolsince 11/2022 · owns 75% or more
- V••••••••• A•••••• T• · Chief Investment Officer And Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Z••••• X••• N•• · Vice President And Trusteecontrolsince 11/2022 · owns less than 5%
Entity owners
- M•• T•••• · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- A•••• L••• L••n
- M•• C•••• B••••• A••••••• I•••investment advisernRAUM $31.1M
Advisers that list M•• C•••• B••••• C•••••• I••• as a related person
- 168125 n
Offices
Schedule D 1.F, the 25 largest
- Toronto, Canada2 employees
- Hollywood, FL1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 115 to 208Jan 6, 2026 to Mar 19, 2026
- HNW clients · 13 to 49Jan 6, 2026 to Mar 19, 2026
- Individual clients · 18 to 43Jan 6, 2026 to Mar 19, 2026
- Employees · 8 to 9Jan 6, 2026 to Mar 19, 2026
- Insurance-licensed employees · 3 to 0Jan 6, 2026 to Mar 19, 2026
- State-registered IARs · 1 to 0Jan 6, 2026 to Mar 19, 2026
- Other offices · 2 to 3Jan 6, 2026 to Mar 19, 2026
- Discretionary RAUM · $23.8M to $64.6MJan 6, 2026 to Mar 19, 2026
- HNW RAUM · $16.5M to $43.0MJan 6, 2026 to Mar 19, 2026
- Individual RAUM · $7.3M to $21.6MJan 6, 2026 to Mar 19, 2026
- RAUM · $23.8M to $64.6MJan 6, 2026 to Mar 19, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Nov 5, 2025
- Other offices · 3 to 2Mar 28, 2025 to Nov 5, 2025
- Accounts · 0 to 115Jan 6, 2025 to Mar 28, 2025
- Advisory employees · 3 to 1Jan 6, 2025 to Mar 28, 2025
- HNW clients · unset to 13.0Jan 6, 2025 to Mar 28, 2025
- Individual clients · unset to 18.0Jan 6, 2025 to Mar 28, 2025
- Employees · 7 to 8Jan 6, 2025 to Mar 28, 2025
- State-registered IARs · 0 to 1Jan 6, 2025 to Mar 28, 2025
- Other offices · 4 to 3Jan 6, 2025 to Mar 28, 2025
- Discretionary RAUM · $0 to $23.8MJan 6, 2025 to Mar 28, 2025
- HNW RAUM · unset to 16534833.0Jan 6, 2025 to Mar 28, 2025
- Individual RAUM · unset to 7257346.0Jan 6, 2025 to Mar 28, 2025
- RAUM · $0 to $23.8MJan 6, 2025 to Mar 28, 2025
- HQ city · MONTREAL to MONTRÉALOct 11, 2024 to Jan 6, 2025
- HQ state · unset to Oct 11, 2024 to Jan 6, 2025
- Other offices · 2 to 4May 29, 2024 to Jun 21, 2024
Signals
3 dated events
- T Andrew Vanderhorst (Chief Investment Officer) appeared on Schedule A of M•• C•••• B••••• C•••••• I•••Jun 21, 2024 · Control person joined · fact
- V••••••• A•••••••• D•••••••• (Chief Compliance Officer) no longer on Schedule A of M•• C•••• B••••• C•••••• I••• (listed 2024-03-07, absent 2024-05-10)May 10, 2024 · Control person left · inference
- M•• C•••• B••••• C•••••• I••• filed its initial SEC registration (Form ADV)Nov 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 1-877-839-7111reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026