DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
HACKETTSTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 17, 2025 | n/a | yes | HACKETTSTOWN, NJ | Current employment |
| P•••••• P•••••••• P•••••••• L•• | Former SEC adviser | Mar 7, 2016 | Apr 8, 2025 | no | HACKETTSTOWN, NJ|PARAMUS, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• P•••••••• P•••••••• L•• | L•• F•••••••• L•• | Apr 8, 2025 | Mar 17, 2025 | -22 | Firm change | RIA to ibd |
| I•••••• P•••••• A•••••••• L•• | P•••••• P•••••••• P•••••••• L•• | May 2, 2016 | Mar 7, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165616:6413:NJ:2025-04-08 | Apr 8, 2025 | Mar 17, 2025 | PARAMUS, NJ | Firm change |
| 169017:165616:NJ:2016-05-02 | May 2, 2016 | Mar 7, 2016 | BRIDGEWATER, NJ | Firm change after gap |
| I•••••• P•••••• A•••••••• L•• | Former SEC adviser | Mar 18, 2014 | May 2, 2016 | no | BRIDGEWATER, NJ | Previous registration |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Jun 4, 2004 | Jun 26, 2012 | no | HOLBROOK , NY | Previous registration |
| -56 |
| Firm change after gap |
| Other |
| A••••••• P••••••••• A•••••••• I•• | I•••••• P•••••• A•••••••• L•• | Jun 26, 2012 | Mar 18, 2014 | 630 | Firm change after gap | Other |