DFX Intelligence

N••••• E••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

N••••• E••••• D•••••

Advisor at E•••••••• A••••••• S•••••••• L••

KATY, TX

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Search this name across graphsid dfx:ria:842ec859-97c4-3022-8e4c-a8d56b41c32c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A••••••• S•••••••• L••	Independent wealth	Feb 6, 2017	n/a	yes	KATY, TX	Current employment
N••••••••• S••••••••• L••	No RAUM reported	Aug 21, 2009	Feb 13, 2015	no	KATY, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• S••••••••• L••	E•••••••• A••••••• S•••••••• L••	Feb 13, 2015	Feb 6, 2017	724	Firm change after gap	Other

Relationships

Registered with (2)

→ E•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 6, 2017 to presentfactForm ADV
→ N••••••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 21, 2009 to Feb 13, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:842ec859-97c4-3022-8e4c-a8d56b41c32c
First observed: Aug 21, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.