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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ERIC HARTMANN HANSEN

Advisor at LPL FINANCIAL LLC

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:843a07e6-fdf6-66a3-6e6d-cd2e7e74525e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 7, 2007
First registration: Apr 16, 2003
Dual registered: yes, broker-dealer
Other names: ERIC H HANSEN
IAPD individual key: 3140537

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 30, 2013	n/a	yes	ALPHARETTA, GA	Current employment
FINANCIAL TELESIS, INC.	Former SEC adviser	Jan 13, 2011	Aug 30, 2013	no	ALPHARETTA, GA\|SAN RAFAEL, CA	Previous registration
INVEST-N-U, LLC	n/a	Jun 3, 2009	Dec 23, 2011	no	ALPHARETTA, GA	Previous registration
ARISTA INVESTMENT ADVISORS, LLC	n/a	May 26, 2009	Dec 23, 2011	no	ALPHARETTA, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 16, 2003	Sep 18, 2006	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL TELESIS, INC.	LPL FINANCIAL LLC	Aug 30, 2013	Aug 30, 2013	0	Firm change	Other
ARISTA INVESTMENT ADVISORS, LLC	INVEST-N-U, LLC	Dec 23, 2011	Jun 3, 2009	-933	Firm change after gap	Other
INVEST-N-U, LLC	FINANCIAL TELESIS, INC.	Dec 23, 2011	Jan 13, 2011	-344	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	ARISTA INVESTMENT ADVISORS, LLC	Sep 18, 2006	May 26, 2009	981	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 30, 2013 to presentfactForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Jan 13, 2011 to Aug 30, 2013factForm ADV
→ ARISTA INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 26, 2009 to Dec 23, 2011factForm ADV
→ INVEST-N-U, LLCRegistered adviserregistration: previous registration
Jun 3, 2009 to Dec 23, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 16, 2003 to Sep 18, 2006factForm ADV

Dated events

No dated event names this entity yet.