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G••••• E••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

G••••• E••• H•••••

Advisor at L•• F•••••••• L••

RICE LAKE, WI

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Search this name across graphsid dfx:ria:843acae4-26ef-a0a0-d3c3-640168751882

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 29, 2025	n/a	yes	RICE LAKE, WI	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 19, 2024	May 1, 2025	no	RICE LAKE, WI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	May 1, 2025	Apr 29, 2025	-2	Bulk transfer	Ibd to ibd
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jan 19, 2024

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Jul 10, 2019factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 19, 2024 to May 1, 2025factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2019 to Jan 19, 2024factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:843acae4-26ef-a0a0-d3c3-640168751882
First observed: Jun 30, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.