This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL ENTERPRISE, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jul 29, 2022

First registration

May 4, 2023

Dual registered

yes, broker-dealer

Other names

Cindy Zhang|Siyuan Cindy Zhang|Cindy Zhang

IAPD individual key

7682445

• Occurred

  Dec 6, 2024
  Advisor changed firm

  Siyuan Zhang left Pruco Securities, Llc for Lpl Enterprise, Llc (registered 2025-01-22)

  Form ADVobserved 5 days ago
• Occurred

  Oct 4, 2024
  Advisor changed firm

  Siyuan Zhang left Transamerica Financial Advisors, Llc for Pruco Securities, Llc (registered 2024-10-04)

  Form ADVobserved 5 days ago
• Occurred

  Nov 18, 2023
  Advisor changed firm

  Siyuan Zhang left Vista Wealth Llc for Transamerica Financial Advisors, Llc (registered 2024-01-29)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:843eba16-48d7-2a0f-47c3-16500d239e29

First observed

May 4, 2023

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.